Form 10-K 表格10-K;年度报表
〈美〉证券交易委员会要求注册证券公司、交易所上市公司、股东人数超过500人的公司、或总资产超过100万美元(含100万美元)的公司必须提交的年度报告。该报告的内容主要包括公司销售总额、收入总额、税前营业利润额,以及前5年中每年单项产品销售额等事项。在该报告提交给证券委员会之后,上述内容即构成财务公开的信息。
A Form 10-K is an annual report required by the U.S. Securities and Exchange Commission (SEC), that gives a comprehensive summary of a company's financial performance. Although similarly named, the annual report on Form 10-K is distinct from the often glossy "annual report to shareholders," which a company must send to its shareholders when it holds an annual meeting to elect directors (though some companies combine the annual report and the 10-K into one document). The 10-K includes information such as company history, organizational structure, executive compensation, equity, subsidiaries, and audited financial statements, among other information. 以下为相关例句,可供参考,以加深对该术语的理解:
例句1
The name of the Form 10-K comes from the Code of Federal Regulations (CFR) designation of the form pursuant to sections 13 and 15(d) of the Securities Exchange Act of 1934 as amended.
表格10-K的名称来源于《美国联邦法规》(CFR)根据1934年《证券交易法》第13条和第15(d)条(经修订)对表格的指定。
例句2
In addition to the Form 10-K, which is filed annually, a company is also required to file quarterly reports on Form 10-Q. Information for the final quarter of a firm's fiscal year is included in the annual 10-K, so only three 10-Q filings are made each year.
除了每年提交的表格10-K之外,公司还需要提交关于表格10-Q的季度报告。公司会计年度最后一个季度的信息包含在年度报表中,因此每年只提交三份10-Q报告。
